JOB ANNOUNCEMENT
Taiwan Cooperative Bank, Phnom Penh Branch (the "Branch") is a branch of Taiwan Cooperative Bank, Ltd., incorporated in Taiwan. The Branch is registered in Cambodia with the Ministry of Commerce under the registration No. 00003328, dated 15 November 2012. On 6 March 2013, the Branch obtained a banking license from the National Bank of Cambodia (the "Central Bank" or "NBC") to carry out banking operations and officially commenced its commercial operations on 28 March 2013. To support the rapid growth of our operations, TCB is recruiting the following position:
▪ Position: Head of AML & Compliance (01 position).
Location:
Phnom Penh Branch
Deadline:
31 Mar, 2025
Main Responsibilities:
Reviewing application forms and documents of accounts to ensure that it is compliance with the CDD.
▪ Approve alert monitoring transactions generated by AML transaction monitoring.
▪ Review CTRs & STRs to ensure that all template reports meet the requirement of CAFIU.
▪ Monitoring compliance with policies, procedures and controls relating to prevention and detection of money laundering, terrorist financing and fraud. Upon being aware or notified of any suspicious transaction, investigate and report the findings and discuss with Compliance Manager in order to report to HQ.
▪ Reviewing the handling of complaints from customers.
▪ Regular assessment of the AML/CFT mechanisms to ensure that the mechanisms are to address the changing trends.
▪ Prepare Monthly compliance Report
▪ Training and educating staff members on compliance matters and ensure that all employees are aware of AML/CFT measure including policies, control mechanisms and channel of reporting to ensure the effectiveness of such measures.
▪ Prepare Compliance Checklist Based on Relevant Laws and Regulation of NBC
▪ Prepare Regulation Compliance Self-Assessment Worksheet and train staff internally
▪ Review scenario and parameters on AML transaction monitoring powered by SAS
▪ Upload and submit FACTA report to GDT
▪ Prepare Risk assessment to CAFIU every two years
▪ Report their findings in World Check and OFAC and suspicious transactions
▪ Maintain internal communications with the staff bringing the suspicion to his attention and advise that person in relation to further action in relation to the client or transaction;
▪ Conducting and improving compliance program to ensure compliance with the rules issued by the regulators.
▪ Following up on audit findings to ensure audit findings raised by internal, external and regulatory auditors are addressed and rectified accordingly.
▪ Attend training, workshop, and seminar invited by ABC, NBC, MoEF, other regulators.
▪ Liaising with the regulatory bbodies on compliance matters; and
▪ Such other duties as specified by the regulators from time to time.
Qualifications and Requirements:
▪ Bachelor/Master Degree in Business or Law orequivalent fields.
▪ 03 to 05 year-experiences dealing with AML and compliance issues, experience with MI, MDI, or bank’sAML and Compliance department is preferred.
▪ Very good knowledge from MFI, MDI or bank related laws such as NBC regulations, external regulations/laws, all AML and Compliance manuals, policies and procedure, and significant impact on AML and compliance Risk.
▪ Good English skill for both verbal and writtencommunication or Chinese is preferred.
▪ With good strong analytical skills
▪ Be patient, passion and willingness to learn
▪ Good interpersonal skills and abilities to work in a teamenvironment.
Interested candidates should submit only CV and Cover Letter with current photo by using the contact below:
Email :
[email protected] Tel : 023 430 800
